MORPHIC ETHICAL EQUITIES FUND LIMITED — Major Shareholding Notification 2018

Nov 12, 2018

Form 605

Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder To Company Name/Scheme MORPHIC ETHICAL EQUITIES FUND LIMITED (MEC) ACN/ARSN ACN 617 345 123

1. Details of substantial holder(1)

Name WESTPAC BANKING CORPORATION (WBC) and its associated entities listed in Annexure ‘B ’

ACN 007 457 141

ACN/ARSN (if applicable) ACN 007 457 141 The holder ceased to be a substantial holder on 12/11/2018 The previous notice was given to the company on 5/05/2017 The previous notice was dated 3/05/2017

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change (4)	Consideration given in relation to change (5)	Class (6) and number of securities affected	Person’s votes affected
12/11/2018	WBC & its Associates, Westpac Financial Services Group Limited, Westpac RE Limited, BT Funds Management Limited	See Annexure 'A'	See Annexure 'A'	See Annexure 'A'	See Annexure 'A'

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to the voting interests of the company or scheme are as follows:

Name and ACN/ARSN (if applicable)

Nature of association

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4. Addresses

The addresses of persons named in this form are as follows:

The addresses of persons named in this form are as follows:	The addresses of persons named in this form are as follows:
Name		Address
Westpac Banking Corporation (WBC)		Level 18, Westpac Place, 275 Kent St, Sydney NSW 2000
Westpac Financial Services Group Limited		Level 18, Westpac Place, 275 Kent Street, Sydney NSW 2000
Westpac RE Limited		Level 18, Westpac Place, 275 Kent Street, Sydney NSW 2000
BT Funds Management Limited		Level 18, Westpac Place, 275 Kent Street, Sydney NSW 2000
MORPHIC ETHICAL EQUITIES FUND LIMITED		The Company Secretary MORPHIC ETHICAL EQUITIES FUND LIMITED (MEC) Level 3, 139 Macquarie Street Sydney NSW 2000 Tel No: 02 9194 6707
Signature Print name Sign here	Tim Hartin CapacityCompanySecretary
	Date 13/11/2018

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• DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

• (2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001. (3) See the definition of “associate” in section 9 of the Corporations Act 2001. (4) Include details of: (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

• See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

• (5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (6) The voting shares of a company constitute one class unless divided into separate classes.

• (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

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ANNEXURE A

This is annexure ‘A' referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities

Tim Hartin– Company Secretary, Westpac Banking Corporation 13/11/2018

Sales & Purchases for the period : 4/05/2017 to 12/11/2018 SECURITY: MEC

BT Funds Management Limited

Date	Registered Company	Nature of Change	Quantity	Consideration	Class of Securities	Person’s votes affected
12/05/2017	BT Portfolio Services Limited	Sale	-3,000	-3,293.70	Ordinary	3,000
15/05/2017	BT Portfolio Services Limited	Purchase	19,900	22,210.39	Ordinary	19,900
16/05/2017	BT Portfolio Services Limited	Purchase	7,400	8,259.14	Ordinary	7,400
15/06/2017	BT Portfolio Services Limited	Sale	-5,000	-5,725.00	Ordinary	5,000
29/06/2017	BT Portfolio Services Limited	Sale	-27,300	-30,330.30	Ordinary	27,300
24/08/2017	BT Portfolio Services Limited	Purchase	27,300	29,655.99	Ordinary	27,300
3/11/2017	BT Portfolio Services Limited	Sale	-13,600	-14,787.28	Ordinary	13,600
10/11/2017	BT Portfolio Services Limited	Purchase	9,460	10,711.56	Ordinary	9,460
28/11/2017	BT Portfolio Services Limited	Sale	-9,100	-9,526.79	Ordinary	9,100
6/12/2017	BT Portfolio Services Limited	Purchase	9,441	10,326.57	Ordinary	9,441
6/12/2017	BT Portfolio Services Limited	Purchase	39,245	42,777.05	Ordinary	39,245
10/05/2018	BT Portfolio Services Limited	Purchase	28,000	29,016.40	Ordinary	28,000
10/05/2018	BT Portfolio Services Limited	Purchase	17,000	17,630.70	Ordinary	17,000
28/05/2018	BT Portfolio Services Limited	Purchase	14,500	15,333.75	Ordinary	14,500
20/08/2018	BT Portfolio Services Limited	Purchase	28,000	30,340.80	Ordinary	28,000
3/10/2018	BT Portfolio Services Limited	Sale	-27,300	-28,255.50	Ordinary	27,300
29/10/2018	BT Portfolio Services Limited	Purchase	1,500	1,558.80	Ordinary	1,500
	Total		116,446	125,902.57
	BT Funds Management Limited Total :		116,446	125,902.57

Westpac RE Limited

Date	Registered Company	Nature of Change	Quantity	Consideration	Class of Securities	Person’s votes affected
29/05/2017	HSBC Custody Nominees (Australia) Limited.	Purchase	6,000	6,840.00	Ordinary	6,000
13/06/2017	HSBC Custody Nominees (Australia) Limited.	Purchase	874	987.62	Ordinary	874
15/06/2017	HSBC Custody Nominees (Australia) Limited.	Purchase	5,000	5,750.00	Ordinary	5,000
28/06/2017	HSBC Custody Nominees (Australia) Limited.	Sale	-475	-536.75	Ordinary	475
3/07/2017	HSBC Custody Nominees (Australia) Limited.	Sale	-4,525	-4,977.50	Ordinary	4,525
6/11/2017	HSBC Custody Nominees (Australia) Limited.	Sale	-874	-952.66	Ordinary	874
10/11/2017	HSBC Custody Nominees (Australia) Limited.	Purchase	19,640	21,996.80	Ordinary	19,640
24/11/2017	HSBC Custody Nominees (Australia) Limited.	Sale	-19,640	-20,818.40	Ordinary	19,640
28/11/2017	HSBC Custody Nominees (Australia) Limited.	Sale	-1,170	-1,251.90	Ordinary	1,170
25/06/2018	HSBC Custody Nominees (Australia) Limited.	Purchase	23,783	24,972.15	Ordinary	23,783
14/08/2018	HSBC Custody Nominees (Australia)	Purchase	10,000	10,900.00	Ordinary	10,000

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	Limited.
22/08/2018	HSBC Custody Nominees (Australia) Limited.	Purchase	18	19.62	Ordinary	18
5/09/2018	HSBC Custody Nominees (Australia) Limited.	Purchase	27,300	28,938.00	Ordinary	27,300
25/09/2018	HSBC Custody Nominees (Australia) Limited.	Purchase	10,000	10,500.00	Ordinary	10,000
4/10/2018	HSBC Custody Nominees (Australia) Limited.	Purchase	27,300	28,392.00	Ordinary	27,300
2/11/2018	HSBC Custody Nominees (Australia) Limited.	Purchase	25,000	25,500.00	Ordinary	25,000
6/11/2018	HSBC Custody Nominees (Australia) Limited.	Purchase	10,000	10,300.00	Ordinary	10,000
	Total		138,231	146,558.98
	Westpac RE Limited Total :		138,231	146,558.98

Westpac Financial Services Group Limited

Date	Registered Company	Nature of Change	Quantity	Consideration	Class of Securities	Person’s votes affected
8/11/2018	HSBC Custody Nominees (Australia) Limited.	Sale	4,545,455	4,181,818.60	Ordinary	4,545,455
	Total		4,545,455	4,181,818.60

Westpac Financial Services Group Limited Total

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ANNEXURE B This is annexure ‘B ’ (being 2 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities Tim Hartin– Company Secretary Westpac Banking Corporation – 13/11/2018 Westpac Banking Corporation Australia St.George Business Finance Pty Limited Australia 1925 (Commercial) Pty Limited Australia St.George Commercial Credit Corporation Limited Australia 1925 (Industrial) Pty Limited Australia St.George Custodial Pty Limited Australia 1925 Advances Pty Limited Australia St.George Equity Finance Limited Australia Advance Asset Management Limited Australia St.George Finance Holdings Limited Australia Altitude Administration Pty Limited Australia St.George Finance Limited Australia Altitude Rewards Pty Limited Australia St.George Life Limited Australia Aotearoa Financial Services Limited New Zealand St.George Motor Finance Limited Australia Ascalon Capital Managers (Asia) Limited Hong Kong St.George Security Holdings Pty Limited Australia Ascalon Capital Managers Limited Australia Sydney Capital Corporation Inc. USA Ascalon Funds Seed Pool Trust Australia The Home Mortgage Company Limited New Zealand Asgard Capital Management Limited Australia Value Nominees Pty Limited Australia Asgard Wealth Solutions Limited Australia W2 Investments Pty Limited Australia Belliston Pty Limited Australia Waratah Receivables Corporation Pty Limited Australia Bill Acceptance Corporation Pty Limited Australia Waratah Securities Australia Limited Australia BT (Queensland) Pty Limited Australia Westpac (NZ) Investments Limited New Zealand BT Australia Pty Limited Australia Westpac Administration 2PtyLimited Australia BT Financial Group (NZ) Limited New Zealand Westpac Administration 3 Pty Limited Australia BT Financial Group Pty Limited Australia Westpac Administration 4 Pty Limited Australia BT Funds Management (NZ) Limited New Zealand Westpac Administration Pty Limited Australia BT Funds Management Limited Australia Westpac Altitude Rewards Trust Australia BT Funds Management No.2 Limited Australia Westpac Americas Inc. USA BT Portfolio Services Limited Australia Westpac Asian Lending Pty Limited Australia BT Private Nominees Pty Limited Australia Westpac Bank-PNG-Limited Papua New Guine BT Securities Limited Australia Westpac Capital Markets Holding Corp. USA Capital Corporate Finance Limited Australia Westpac Capital Markets LLC USA Capital Finance (NZ) Limited Australia Westpac Capital-NZ-Limited New Zealand Capital Finance Australia Limited Australia Westpac Cash PIE Fund New Zealand Capital Finance New Zealand Limited New Zealand Westpac Covered Bond Trust Australia Capital Fleetlease Limited Australia Westpac Custodian Nominees Pty Limited Australia Capital Motor Finance Limited Australia Westpac Databank Pty Limited Australia Capital Rent Group Limited Australia Westpac Debt Securities Pty Limited Australia CBA Limited Australia Westpac Direct Equity Investments Pty Limited Australia Challenge Limited Australia Westpac Equity Holdings Pty Limited Australia Crusade ABS Series 2015-1 Trust Australia Westpac Equity Investments NZ Limited New Zealand Crusade ABS Series 2016-1 Trust Australia Westpac Europe Limited UK Crusade ABS Series 2017-1 Trust Australia Westpac Finance (HK) Limited Hong Kong Crusade ABS Series 2017-1P Trust Australia Westpac Financial Consultants Limited Australia Crusade ABS Series 2018-1P Trust Australia Westpac Financial Holdings Pty Limited Australia Crusade Management Limited Australia Westpac Financial Services Group Limited Australia Crusade Trust No.2P of 2008 Australia Westpac Financial Services Group-NZ-Limited New Zealand Danaby Pty Limited Australia Westpac Financial Services Limited Australia eQR Securities Pty. Limited Australia Westpac General Insurance Limited Australia General Credits Pty Limited Australia Westpac General Insurance Services Limited Australia Page 6 of 7

a

Hastings Funds Management Limited	Australia	Westpac Global Capital Markets Pty Limited	Australia
Hastings Investment Management Pty Ltd	Australia	Westpac Group Investment-NZ-Limited	New Zealand
Hastings Management Pty Limited	Australia	Westpac Holdings-NZ-Limited	New Zealand
Infrastructure Research and Advisory Services
Private Limited	India	Westpac Investment Capital Corporation	USA
Magnitude Group Pty Limited	Australia	Westpac Investment Vehicle No.2 Pty Limited	Australia
Mortgage Management Pty Limited	Australia	Westpac Investment Vehicle No.3 Pty Limited	Australia
Net Nominees Limited	Australia	Westpac Investment Vehicle Pty Limited	Australia
Number 120 Limited	New Zealand	Westpac Leasing Nominees-Vic.-Pty Limited	Australia
Oniston Pty Limited	Australia	Westpac Lenders Mortgage Insurance Limited	Australia
Partnership Pacific Pty Limited	Australia	Westpac Life Insurance Services Limited	Australia
Partnership Pacific Securities Pty Limited	Australia	Westpac Life-NZ-Limited	New Zealand
Pashley Investments Pty Limited	Australia	Westpac New Zealand Group Limited	New Zealand
Pendal Short Term Income Fund	Australia	Westpac New Zealand Limited	New Zealand
		Westpac New Zealand Staff Superannuation	New Zealand
Pendal Long Term Income Fund	Australia	Scheme Trustee Limited
Planwise AU Pty Ltd	Australia	Westpac Nominees-NZ-Limited	New Zealand
Qvalent Pty Limited	Australia	Westpac Notice Saver PIE Fund	New Zealand
RAMS Financial Group Pty Limited	Australia	Westpac NZ Covered Bond Holdings Limited	New Zealand
Reinventure Fund, I.L.P.	Australia	Westpac NZ Covered Bond Limited	New Zealand
Reinventure Fund II I.L.P	Australia	Westpac NZ Operations Limited	New Zealand
Reinventure Fund III I.L.P	Australia	Westpac NZ Securitisation Holdings Limited	New Zealand
Reinventure Special Purpose Investment Unit Trust	Australia	Westpac NZ Securitisation Limited	New Zealand
RMS Warehouse Trust 2007-1	Australia	Westpac NZ Securitisation No.2 Limited	New Zealand
Sallmoor Pty Limited	Australia	Westpac Overseas Holdings No. 2 Pty Limited	Australia
Securitor Financial Group Limited	Australia	Westpac Overseas Holdings Pty Limited	Australia
Seed Pool Trust No. 2	Australia	Westpac Properties Limited	Australia
Series 2008-1M WST Trust	Australia	Westpac RE Limited	Australia
Series 2009-1 WST Trust	Australia	Westpac Securities Administration Limited	Australia
Series 2011-1 WST Trust	Australia	Westpac Securities Limited	Australia
Series 2011-2 WST Trust	Australia	Westpac Securities NZ Limited	New Zealand
Series 2011-3 WST Trust	Australia	Westpac Securitisation Holdings Pty Limited	Australia
Series 2012-1 WST Trust	Australia	Westpac Securitisation Management Pty Limited	Australia
Series 2013-1 WST Trust	Australia	Westpac Singapore Limited	Singapore
Series 2013-2 WST Trust	Australia	Westpac Structured Products Limited	Australia
Series 2014-1 WST Trust	Australia	Westpac Superannuation Nominees-NZ-Limited	New Zealand
Series 2014-2 WST Trust	Australia	Westpac Syndications Management Pty Limited	Australia
Series 2015-1 WST Trust	Australia	Westpac Term PIE Fund	New Zealand
SIE-LEASE (Australia) Limited	Australia	Westpac TPS Trust	Australia
SIE-LEASE (New Zealand) Pty Limited	New Zealand	Westpac Unit Trust	Australia
Sixty Martin Place (Holdings) Pty Limited	Australia	Westpac USA Inc.	USA

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