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Morningstar, Inc. — Director's Dealing 2021
May 21, 2021
30609_dirs_2021-05-21_b3e3f337-ad7e-477a-a9a5-da36584939c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Morningstar, Inc. (MORN)
CIK: 0001289419
Period of Report: 2021-05-19
Reporting Person: Mansueto Joseph D (Director, Executive Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-19 | Common Stock | S | 630 | $234.0883 | Disposed | 18691206 | Direct |
| 2021-05-19 | Common Stock | S | 2121 | $235.6187 | Disposed | 18689085 | Direct |
| 2021-05-19 | Common Stock | S | 47 | $236.3 | Disposed | 18689038 | Direct |
| 2021-05-20 | Common Stock | S | 858 | $233.6625 | Disposed | 18688180 | Direct |
| 2021-05-20 | Common Stock | S | 2044 | $234.7633 | Disposed | 18686136 | Direct |
| 2021-05-20 | Common Stock | S | 2711 | $235.9061 | Disposed | 18683425 | Direct |
| 2021-05-20 | Common Stock | S | 2814 | $236.7991 | Disposed | 18680611 | Direct |
| 2021-05-20 | Common Stock | S | 4222 | $238.0014 | Disposed | 18676389 | Direct |
| 2021-05-20 | Common Stock | S | 4637 | $238.9037 | Disposed | 18671752 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 150000 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2020.
F2: The transaction was executed in multiple trades at prices ranging from $234.00 to $234.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F3: The transaction was executed in multiple trades at prices ranging from $235.04 to $235.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F4: The transaction was executed in multiple trades at prices ranging from $232.98 to $233.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F5: The transaction was executed in multiple trades at prices ranging from $234.3075 to $235.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F6: The transaction was executed in multiple trades at prices ranging from $235.43 to $236.3150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F7: The transaction was executed in multiple trades at prices ranging from $236.4550 to $237.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F8: The transaction was executed in multiple trades at prices ranging from $237.50 to $238.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F9: The transaction was executed in multiple trades at prices ranging from $238.5050 to $239.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F10: The shares are held in trusts for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts.