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Morningstar, Inc. — Director's Dealing 2021
Aug 9, 2021
30609_dirs_2021-08-09_486faa92-c89b-4bd9-a7e7-563df9d14bc4.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Morningstar, Inc. (MORN)
CIK: 0001289419
Period of Report: 2021-05-15
Reporting Person: Kapoor Kunal (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-15 | Common Stock (Restricted Stock Units) | A | 4081 | — | Acquired | 101766 | Direct |
| 2021-05-15 | Common Stock (Restricted Stock Units) | A | 947 | — | Acquired | 102713 | Direct |
| 2021-05-18 | Common Stock | M | 6011 | — | Acquired | 108724 | Direct |
| 2021-05-18 | Common Stock | A | 3005 | — | Acquired | 111729 | Direct |
| 2021-05-15 | Common Stock | F | 8926 | $245.02 | Disposed | 102803 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-15 | Market Stock Units | $ | A | 2824 | Acquired | 2024-05-15 | Common Stock (2824) | Direct |
| 2021-05-15 | Market Stock Units | $ | A | 2824 | Acquired | 2024-05-15 | Common Stock (2824) | Direct |
| 2021-05-18 | Market Stock Units | $ | M | 6011 | Disposed | 2021-05-18 | Common Stock (6011) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2022.
F2: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units fully vest on May 15, 2022.
F3: Due to an adminitrative error, this total is adjusted to correct the amount of shares beneficially owned by the reporting person from 101,793 to 101,766.
F4: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2018.
F5: Due to adminstrative error, this Form 4 is being amended to correct the amount of additional shares earned from 507 to 3005.
F6: Represents additional common stock earned from achievement of cumulative total shareholder return for the three year perfomance period ending May 14, 2021 in excess of target under the terms of a market stock unit grant on May 15, 2018.
F7: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2024.