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Morningstar, Inc. — Director's Dealing 2021
Nov 12, 2021
30609_dirs_2021-11-12_b66dd63b-54cd-43a6-8615-4f0d8b22d255.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Morningstar, Inc. (MORN)
CIK: 0001289419
Period of Report: 2021-05-15
Reporting Person: DUBINSKY JASON (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-15 | Common Stock (Restricted Stock Units) | A | 2085 | — | Acquired | 19631 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-15 | Market Stock Units | $ | A | 1270 | Acquired | 2024-05-15 | Common Stock (1270) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2022.
F2: Due to adminstrative error, this Form 4 is being amended to correct the number of restricted stock units granted to the reporting person from 1,881 to 2,085.
F3: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2024.
F4: Due to adminstrative error, this Form 4 is being amended to correct the number of market stock units granted to the reporting person from 1,129 to 1,270.