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Morningstar, Inc. — Director's Dealing 2019
Nov 19, 2019
30609_dirs_2019-11-19_0c905bbb-6440-4f33-a529-734d5c009a18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Morningstar, Inc. (MORN)
CIK: 0001289419
Period of Report: 2019-11-15
Reporting Person: Mansueto Joseph D (Director, Executive Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-15 | Common Stock | S | 8830 | $155.5494 | Disposed | 21215074 | Direct |
| 2019-11-15 | Common Stock | S | 29 | $156.65 | Disposed | 21215045 | Direct |
| 2019-11-18 | Common Stock | S | 7465 | $155.1805 | Disposed | 21207580 | Direct |
| 2019-11-18 | Common Stock | S | 831 | $156.1738 | Disposed | 21206749 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 150000 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.
F2: The transaction was executed in multiple trades at prices ranging from $155.01 to $155.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F3: The transaction was executed in multiple trades at prices ranging from $154.79 to $155.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F4: The transaction was executed in multiple trades at prices ranging from $155.80 to $156.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F5: These shares are held in trusts for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts.