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Morningstar, Inc. — Director's Dealing 2017
Oct 26, 2017
30609_dirs_2017-10-26_620ae2e7-57fb-45bc-af75-9d608f666135.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Morningstar, Inc. (MORN)
CIK: 0001289419
Period of Report: 2017-10-25
Reporting Person: Kaplan Steven N (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-25 | Common Stock | S | 1600 | $82.97 | Disposed | 47921 | Direct |
| 2017-10-25 | Common Stock | S | 300 | $84.42 | Disposed | 47621 | Direct |
| 2017-10-25 | Common Stock | S | 300 | $85.37 | Disposed | 47321 | Direct |
| 2017-10-25 | Common Stock | S | 300 | $86.59 | Disposed | 47021 | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 25, 2017.
F2: The transaction was executed in multiple trades at prices ranging from $82.64 to $83.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F3: The transaction was executed in multiple trades at prices ranging from $84.07 to $84.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F4: The transaction was executed in multiple trades at prices ranging from $85.11 to $85.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F5: The transaction was executed in multiple trades at prices ranging from $86.55 to $86.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.