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Morningstar, Inc. — Director's Dealing 2012
Nov 1, 2012
30609_dirs_2012-11-01_8de2fb9f-3a78-4c93-b7b5-0f2ccfaf311f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Morningstar, Inc. (MORN)
CIK: 0001289419
Period of Report: 2012-10-31
Reporting Person: Phillips Donald James II (Director, President, Research)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-31 | Common Stock | S | 2695 | $62.6752 | Disposed | 147355 | Direct |
| 2012-10-31 | Common Stock (Restricted Stock Units) | A | 10 | — | Acquired | 147365 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 60605 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2012.
F2: The transaction was executed in multiple trades at prices ranging from $62.35 to $63.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F3: Includes 10.9708 restricted stock units acquired on October 31, 2012 pursuant to a dividend reinvestment feature of the Morningstar, Inc. 2011 Stock Incentive Plan.