AI assistant
Morningstar, Inc. — Director's Dealing 2012
May 1, 2012
30609_dirs_2012-05-01_75f206bc-2448-4c61-af17-71c4151e4584.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Morningstar, Inc. (MORN)
CIK: 0001289419
Period of Report: 2012-04-30
Reporting Person: Williams David W (Managing Director, Design)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-30 | Common Stock (Restricted Stock Units) | A | 16 | — | Acquired | 46334 | Direct |
| 2012-04-30 | Common Stock | S | 3500 | $57.9527 | Disposed | 42834 | Direct |
Footnotes
F1: Includes 16.0567 restricted stock units acquired on April 30, 2012 pursuant to a dividend reinvestment feature of the Morningstar, Inc. 2011 Stock Incentive Plan.
F2: This total reflects a decrease of 1,999 shares due to a mathematical error on a prior form share total.
F3: The transaction was excuted in multiple trades at prices ranging from $57.68 to $58.27. The price reported above relfects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and proces at which the transaction was effected.
F4: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2012.