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Morningstar, Inc. — Director's Dealing 2012
Oct 2, 2012
30609_dirs_2012-10-02_b872bd9a-e8b1-4251-8ee5-70aeade0b565.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Morningstar, Inc. (MORN)
CIK: 0001289419
Period of Report: 2012-10-01
Reporting Person: Phillips Donald James II (Director, President, Research)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-01 | Common Stock | S | 4700 | $63.3139 | Disposed | 165350 | Direct |
| 2012-10-01 | Common Stock | S | 300 | $63.7701 | Disposed | 165050 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 60605 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2012.
F2: The transaction was executed in multiple trades at prices ranging from $62.73 to $63.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F3: The transaction was executed in multiple trades at prices ranging from $63.75 to $63.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.