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Morningstar, Inc. — Director's Dealing 2012
Nov 1, 2012
30609_dirs_2012-11-01_bbddae96-b394-4b6d-b322-4a8383405886.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Morningstar, Inc. (MORN)
CIK: 0001289419
Period of Report: 2012-10-31
Reporting Person: Sturm Paul W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-31 | Common Stock | S | 500 | $62.4663 | Disposed | 55546 | Direct |
| 2012-10-31 | Common Stock (Restricted Stock Units) | A | 5 | — | Acquired | 55551 | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2012.
F2: The transaction was executed in multiple trades at prices ranging from $62.39 to $62.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
F3: Includes 5.4403 restricted stock units acquired on October 31, 2012 pursuant to a dividend reinvestment feature of the Morningstar, Inc. 2011 Stock Incentive Plan.