MORGAN STANLEY — Major Shareholding Notification 2018

Apr 16, 2018

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RNS Number : 0382L

Morgan Stanley

16 April 2018

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley MUFG Securities Co., Ltd.
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Takeda Pharmaceutical Company Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Shire plc
(d) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	13 APRIL 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - Shire plc

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER                            

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	COMMON STOCK
	Interests		Short positions
Number	%	Number	%
(1) Relevant securities owned and/or controlled:	903,740	0.12	847,900	0.11
(2) Cash-settled derivatives:	612,000	0.08	755,332	0.10
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	0	0.00	0	0.00
TOTAL:	1,515,740	0.19	1,603,232	0.21

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:	N/A
Details, including nature of the rights concerned and relevant percentages:	N/A

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/sales	Total   number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Common Stock	PURCHASES	887,300	4,995.0000 JPY	4,911.0000 JPY
Common Stock	SALES	1,074,200	4,995.0000 JPY	4,911.0000 JPY

(b)        Cash-settled derivative transactions

Class of relevant security	Product description             e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
COMMON STOCK	CFD	SHORT	500	4987.0000 JPY
COMMON STOCK	CFD	LONG	1700	4911.0000 JPY
COMMON STOCK	CFD	LONG	43500	4919.2114 JPY
COMMON STOCK	CFD	SHORT	1000	4987.0000 JPY
COMMON STOCK	CFD	SHORT	300	4912.0546 JPY
COMMON STOCK	CFD	LONG	12500	4987.0000 JPY
COMMON STOCK	CFD	SHORT	1000	4987.0000 JPY
COMMON STOCK	CFD	SHORT	12500	4912.0546 JPY
COMMON STOCK	CFD	LONG	400	4932.0000 JPY
COMMON STOCK	CFD	SHORT	200	4967.0000 JPY
COMMON STOCK	CFD	LONG	6900	4987.0000 JPY
COMMON STOCK	CFD	LONG	3700	4911.0000 JPY
COMMON STOCK	CFD	SHORT	600	4924.0833 JPY
COMMON STOCK	CFD	SHORT	8200	4921.8292 JPY
COMMON STOCK	CFD	LONG	55200	4949.7608 JPY
COMMON STOCK	CFD	SHORT	600	4931.6666 JPY
COMMON STOCK	CFD	SHORT	200	4968.0000 JPY
COMMON STOCK	CFD	SHORT	28700	4940.7247 JPY
COMMON STOCK	CFD	LONG	1800	4979.2777 JPY
COMMON STOCK	CFD	SHORT	800	4921.3125 JPY
COMMON STOCK	CFD	SHORT	100	4938.0000 JPY
COMMON STOCK	CFD	LONG	1100	4923.2727 JPY
COMMON STOCK	CFD	SHORT	1900	4911.0000 JPY
COMMON STOCK	CFD	LONG	1300	4962.3076 JPY
COMMON STOCK	CFD	SHORT	2100	4921.9523 JPY
COMMON STOCK	CFD	SHORT	600	4921.9166 JPY
COMMON STOCK	CFD	SHORT	400	4945.2500 JPY
COMMON STOCK	CFD	LONG	1000	4969.1000 JPY
COMMON STOCK	CFD	LONG	5600	4974.8750 JPY
COMMON STOCK	CFD	SHORT	25800	4926.9302 JPY
COMMON STOCK	CFD	SHORT	500	4987.0000 JPY
COMMON STOCK	CFD	LONG	3700	4911.0000 JPY
COMMON STOCK	CFD	LONG	1700	4911.0000 JPY
COMMON STOCK	CFD	SHORT	100	4973.0000 JPY
COMMON STOCK	CFD	LONG	200	4917.5000 JPY
COMMON STOCK	CFD	LONG	200	4987.0000 JPY
COMMON STOCK	CFD	SHORT	200	4958.0000 JPY

(c)       Stock-settled derivative transactions (including options)               

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO

###### Date of disclosure:	16 APRIL 2018
###### Contact name:	Craig Horsley
###### Telephone number:	+44(141) 245 7736

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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