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MORGAN STANLEY — Director's Dealing 2018
Dec 26, 2018
29766_dirs_2018-12-26_b47bff0d-03ad-4fda-b564-833ff323dc8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MORGAN STANLEY (MS)
CIK: 0000895421
Period of Report: 2018-12-20
Reporting Person: MITSUBISHI UFJ FINANCIAL GROUP INC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-20 | Common Shares | D | 5408450 | $43.2777 | Disposed | 412970202 | Direct |
Footnotes
F1: By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also director of Morgan Stanley by deputization.
F2: The sales were to Morgan Stanley, approved by Morgan Stanley in accordance with Rule 16b-3(e) and effected pursuant to a sales plan designed to comply with Rule 10b5-1(c).
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