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MORGAN STANLEY Director's Dealing 2018

Dec 26, 2018

29766_dirs_2018-12-26_b47bff0d-03ad-4fda-b564-833ff323dc8f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MORGAN STANLEY (MS)
CIK: 0000895421
Period of Report: 2018-12-20

Reporting Person: MITSUBISHI UFJ FINANCIAL GROUP INC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-20 Common Shares D 5408450 $43.2777 Disposed 412970202 Direct

Footnotes

F1: By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also director of Morgan Stanley by deputization.

F2: The sales were to Morgan Stanley, approved by Morgan Stanley in accordance with Rule 16b-3(e) and effected pursuant to a sales plan designed to comply with Rule 10b5-1(c).