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MORGAN STANLEY — Director's Dealing 2016
Dec 2, 2016
29766_dirs_2016-12-02_f8416aae-fb94-4850-a3ad-422fb3e566e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MORGAN STANLEY (MS)
CIK: 0000895421
Period of Report: 2016-11-30
Reporting Person: GORMAN JAMES P (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-26 | Common Stock | G | 9791 | $0.00 | Disposed | 1356400.925 | Direct |
| 2016-11-18 | Common Stock | G | 15406 | $0.00 | Disposed | 1343034.591 | Direct |
| 2016-11-22 | Common Stock | G | 13627 | $0.00 | Disposed | 1329407.591 | Direct |
| 2016-11-30 | Common Stock | S | 100000 | $41.381 | Disposed | 1229407.591 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1630.002 | Indirect |
| Common Stock | 40115 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.30 to $41.50, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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