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MORGAN STANLEY Director's Dealing 2014

Nov 4, 2014

29766_dirs_2014-11-04_3d51f2ac-dffb-4c6b-b74a-475cb269aaf9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MORGAN STANLEY (MS)
CIK: 0000895421
Period of Report: 2014-11-01

Reporting Person: SEXTON O GRIFFITH (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-01 Common Stock A 1214.039 $35.0071 Acquired 744175.56 Direct
2014-11-01 Common Stock D 4122.128 $0.00 Disposed 740053.432 Direct

Footnotes

F1: Reflects stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service from the 2014 annual meeting of shareholders through the reporting person's retirement from the Morgan Stanley Board of Directors, effective November 1, 2014. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

F2: Reflects the cancellation of unvested restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in connection with the reporting person's retirement from the Morgan Stanley Board of Directors.