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MORGAN STANLEY — Director's Dealing 2014
Nov 4, 2014
29766_dirs_2014-11-04_3d51f2ac-dffb-4c6b-b74a-475cb269aaf9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MORGAN STANLEY (MS)
CIK: 0000895421
Period of Report: 2014-11-01
Reporting Person: SEXTON O GRIFFITH (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-01 | Common Stock | A | 1214.039 | $35.0071 | Acquired | 744175.56 | Direct |
| 2014-11-01 | Common Stock | D | 4122.128 | $0.00 | Disposed | 740053.432 | Direct |
Footnotes
F1: Reflects stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service from the 2014 annual meeting of shareholders through the reporting person's retirement from the Morgan Stanley Board of Directors, effective November 1, 2014. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
F2: Reflects the cancellation of unvested restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in connection with the reporting person's retirement from the Morgan Stanley Board of Directors.