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MoonLake Immunotherapeutics Director's Dealing 2024

Feb 17, 2024

33042_dirs_2024-02-16_ea057d40-507b-46a9-8757-869506dd25db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MoonLake Immunotherapeutics (MLTX)
CIK: 0001821586
Period of Report: 2024-02-14

Reporting Person: Reich Kristian (Chief Scientific Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-02-14 Class A ordinary shares, par value $0.0001 per share S 10000 $62.42 Disposed 3017483 Indirect
2024-02-14 Class A ordinary shares, par value $0.0001 per share S 10000 $62.43 Disposed 130071 Direct
2024-02-15 Class A ordinary shares, par value $0.0001 per share S 10000 $60.17 Disposed 3007483 Indirect
2024-02-15 Class A ordinary shares, par value $0.0001 per share S 10000 $60.16 Disposed 120071 Direct
2024-02-16 Class A ordinary shares, par value $0.0001 per share S 10000 $60.15 Disposed 2997483 Indirect
2024-02-16 Class A ordinary shares, par value $0.0001 per share S 10000 $60.15 Disposed 110071 Direct

Footnotes

F1: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on October 16, 2023.

F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $61.82 to $63.01. Upon request by the staff of the U.S. Securities and Exchange Commission (the "Commission"), the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3: Represents the ordinary shares of the Issuer owned by JeruCON Beratungsgesellschaft mbH. Dr. Reich directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the ordinary shares owned by JeruCON Beratungsgesellschaft mbH.

F4: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $61.82 to $63.01. Upon request by the staff of the Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F5: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $58.10 to $63.95. Upon request by the staff of the Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F6: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $58.18 to $63.95. Upon request by the staff of the Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F7: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $59.34 to $61.17. Upon request by the staff of the Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F8: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $59.34 to $61.17. Upon request by the staff of the Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.