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MOOG INC. — Director's Dealing 2023
Jan 6, 2023
30876_dirs_2023-01-06_1cf8f8a7-4917-4857-9597-8c9a7faeb6e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2022-12-19
Reporting Person: FISHBACK DONALD R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-19 | Class A Common | J | 165 | $85.345 | Acquired | 7404 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 6633 | Indirect |
| Class A Common | 12500 | Indirect |
| Class A Common | 12500 | Indirect |
| Class A Common | 19273 | Indirect |
| Class A Common | 1970 | Indirect |
| Class A Common | 5702 | Indirect |
| Class B Common | 309 | Indirect |
| Class B Common | 10460 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (3333.0) | 3333 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (6667.0) | 6667 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (10000.0) | 10000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (6181.0) | 6181 | Direct |
| SAR | $80.19 | 2028-11-13 | Class B Common (6988.0) | 6988 | Direct |
Footnotes
F1: On December 19, 2022, 165 shares of Class A common stock with a value of $14,081.93 were withdrawn from a grantor retained annuity trust, of which the reporting person is the trustee, and distributed to a living trust, of which the reporting person's spouse is the trustee. The withdrawal and distribution of shares from the grantor retained annuity trust resulted in a decrease in the number of shares it owned and a corresponding increase in the number of shares the owned by a living trust of which the reporting person's spouse is the trustee. The reporting person believes that this withdrawal and distribution of shares from the grantor retained annuity trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
F2: Shares held by a living trust of which the reporting person's spouse is the trustee.
F3: Shares held by a grantor retained annuity trust of which the reporting person is the trustee.
F4: Shares held by a grantor retained annuity trust of which the reporting person's spouse is the trustee.
F5: Shares held by an irrevocable trust of which the reporting person's spouse is the trustee.
F6: Shares held by a living trust of which the reporting person is the trustee.
F7: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F8: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F9: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F10: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.