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MOOG INC. — Director's Dealing 2023
Sep 7, 2023
30876_dirs_2023-09-07_17a39edd-ffb9-4ada-9c4e-61bda1a7b212.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2023-09-05
Reporting Person: FISHBACK DONALD R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-05 | Class A Common | M | 5000 | $61.69 | Acquired | 5887 | Direct |
| 2023-09-05 | Class A Common | F | 3817 | $119.48 | Disposed | 2070 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-05 | SAR | $61.69 | M | 5000 | Disposed | 2023-11-11 | Class A Common (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 13453 | Indirect |
| Class A Common | 9273 | Indirect |
| Class A Common | 12500 | Indirect |
| Class A Common | 12500 | Indirect |
| Class A Common | 1250 | Indirect |
| Class A Common | 5702 | Indirect |
| Class B Common | 309 | Indirect |
| Class B Common | 10460 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $74.38 | 2024-11-11 | Class A Common (10000) | 10000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (3333) | 3333 | Direct |
| SAR | $65.90 | 2025-11-17 | Class B Common (6667) | 6667 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (10000) | 10000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (6181) | 6181 | Direct |
| SAR | $80.19 | 2028-11-13 | Class B Common (6988) | 6988 | Direct |
Footnotes
F1: This represents the difference between the number of SARs exercised (5,000) and the number of shares issued as a result of the exercise (1,183). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($119.48) and the exercise price ($61.69). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2: Shares held by a living trust of which the reporting person's spouse is the trustee.
F3: Shares held by an irrevocable trust of which the reporting person's spouse is the trustee.
F4: Shares held by a grantor retained annuity trust of which the reporting person's spouse is the trustee.
F5: Shares held by a grantor retained annuity trust of which the reporting person is the trustee.
F6: Shares held by a living trust of which the reporting person is the trustee.
F7: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F8: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F9: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F10: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.