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MOOG INC. Director's Dealing 2022

Mar 29, 2022

30876_dirs_2022-03-29_14b62c82-32b4-41c4-a8c4-36f329018da2.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2022-03-28

Reporting Person: Walter Jennifer (CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-03-28 Class A Common M 4000 $36.41 Acquired 5886 Direct
2022-03-28 Class A Common F 2473 $90.01 Disposed 3413 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-03-28 SAR $36.41 M 4000 Disposed 2022-11-27 Class A Common (4000.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common 3667 Direct
Class B Common 841 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
SAR $61.69 2023-11-11 Class A Common (2000.0) 2000 Direct
SAR $74.38 2024-11-11 Class A Common (2000.0) 2000 Direct
SAR $63.04 2025-11-17 Class A Common (667.0) 667 Direct
SAR $65.9 2025-11-17 Class B Common (1333.0) 1333 Direct
SAR $71.648 2026-11-15 Class B Common (2000.0) 2000 Direct
SAR $82.31 2027-11-14 Class B Common (1611.0) 1611 Direct
SAR $80.19 2028-11-13 Class B Common (1741.0) 1741 Direct
SAR $85.95 2029-11-12 Class B Common (11323.0) 11323 Direct
SAR $73.39 2030-11-17 Class B Common (7611.0) 7611 Direct
SAR $83.0 2031-11-16 Class B Common (6539.0) 6539 Direct

Footnotes

F1: This represents the difference between the number of SARs exercised (4,000) and the number of shares issued as a result of the exercise (1,527). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the fair market value on the date of exercise ($90.01) and the exercise price ($36.41). Additional shares are then withheld to satisfy the Company's tax withholding obligations.

F2: This amendment to the Form 4 is being filed to correct the following clerical errors: (i) the previous inadvertent omission of the row reporting the number of shares of Class B Common owned directly by the reporting person and (ii) the misplacement of footnote 3 and the inadvertent reporting of 144 shares of Class B Common acquired by the reporting person under the Moog Inc. Employee Stock Purchase Plan on January 1, 2022 as being owned indirectly, rather than being owned directly. All other information set forth in the original Form 4 remains correct.

F3: Reflects 144 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on January 1, 2022.

F4: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.

F5: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.

F6: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

F7: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.