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MOOG INC. — Director's Dealing 2022
May 6, 2022
30876_dirs_2022-05-06_865ebfee-2564-4421-b412-eb29c4c67a5d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2022-05-05
Reporting Person: FISHBACK DONALD R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class A Common | G | 400 | — | Disposed | 7559 | Indirect |
| 2022-02-16 | Class A Common | G | 9410 | — | Disposed | 0 | Direct |
| 2022-05-05 | Class A Common | M | 7000 | $36.41 | Acquired | 7000 | Direct |
| 2022-05-05 | Class A Common | F | 4647 | $80.23 | Disposed | 2353 | Direct |
| 2022-02-16 | Class A Common | G | 9410 | — | Acquired | 9410 | Indirect |
| 2022-03-11 | Class A Common | G | 270 | — | Disposed | 9140 | Indirect |
| 2022-03-14 | Class A Common | G | 350 | — | Disposed | 8790 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-05 | SAR | $36.41 | M | 7000 | Disposed | 2022-11-27 | Class A Common (7000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 19273 | Indirect |
| Class A Common | 6798 | Indirect |
| Class A Common | 12500 | Indirect |
| Class A Common | 5702 | Indirect |
| Class B Common | 9256 | Direct |
| Class B Common | 304 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (3333.0) | 3333 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (6667.0) | 6667 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (10000.0) | 10000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (6181.0) | 6181 | Direct |
| SAR | $80.19 | 2028-11-13 | Class B Common (6988.0) | 6988 | Direct |
Footnotes
F1: Shares held by a living trust of which the reporting person's spouse is the trustee.
F2: On February 16, 2022, 9,410 shares of Class A common stock were transferred by the reporting person to a living trust of which the reporting person is the trustee.
F3: This represents the difference between the number of SARs exercised (7,000) and the number of shares issued as a result of the exercise (2,353). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($80.23) and the exercise price ($36.41). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F4: Shares held by a living trust of which the reporting person is the trustee.
F5: Shares held by an irrevocable trust of which the reporting person's spouse is the trustee.
F6: Shares held by a grantor retained annuity trust of which the reporting person is the trustee.
F7: Shares held by a grantor retained annuity trust of which the reporting person is the trustee.
F8: Shares held by a living trust of which the reporting person's spouse is the trustee.
F9: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F10: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F11: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F12: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.