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MOOG INC. — Director's Dealing 2021
Oct 13, 2021
30876_dirs_2021-10-13_f2b3bee0-e657-4c14-842d-e3cccedd02db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2021-10-11
Reporting Person: KAYSER KRAIG H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-11 | Class A Common | M | 1500 | $41.82 | Acquired | 27406 | Direct |
| 2021-10-11 | Class A Common | F | 794 | $79.03 | Disposed | 26612 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-11 | SAR | $41.82 | M | 1500 | Disposed | 2021-11-30 | Class A Common (1500.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 5234 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $36.41 | 2022-11-27 | Class A Common (1500.0) | 1500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (2500.0) | 2500 | Direct |
Footnotes
F1: This represents the difference between the number of SARs exercised (1,500) and the number of shares issued as a result of the exercise (706). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($79.03) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2: Stock Appreciation Right (SAR) granted under the 2008 Stock Appreciation Rights Plan.
F3: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.