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MOOG INC. — Director's Dealing 2021
Nov 9, 2021
30876_dirs_2021-11-09_5dcf4721-75c2-4f48-b09a-86126e1dc487.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2021-11-05
Reporting Person: Walter Jennifer (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-05 | Class A Common | M | 4000 | $41.82 | Acquired | 4738 | Direct |
| 2021-11-05 | Class A Common | F | 2852 | $78.03 | Disposed | 1886 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-05 | SAR | $41.82 | M | 4000 | Disposed | 2021-11-30 | Class A Common (4000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 2982 | Direct |
| Class B Common | 841 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $36.41 | 2022-11-27 | Class A Common (4000.0) | 4000 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (667.0) | 667 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (1333.0) | 1333 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (2000.0) | 2000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (1611.0) | 1611 | Direct |
| SAR | $80.19 | 2028-11-13 | Class B Common (1741.0) | 1741 | Direct |
| SAR | $85.95 | 2029-11-12 | Class B Common (11323.0) | 11323 | Direct |
| SAR | $73.39 | 2030-11-17 | Class B Common (7611.0) | 7611 | Direct |
Footnotes
F1: This represents the difference between the number of SARs exercised (4,000) and the number of shares issued as a result of the exercise (1,148). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($78.03) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2: Reflects 108 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on January 1, 2021 and 156 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on July 1, 2021.
F3: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F4: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F5: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F6: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.