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MOOG INC. — Director's Dealing 2021
Nov 19, 2021
30876_dirs_2021-11-18_643463ef-c438-412f-9537-536907f15dcc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2021-11-16
Reporting Person: Scannell John (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-16 | Class B Common | A | 2822 | — | Acquired | 13830 | Direct |
| 2021-11-16 | Class B Common | F | 1483 | $83 | Disposed | 12347 | Direct |
| 2021-11-17 | Class B Common | A | 2343 | — | Acquired | 14690 | Direct |
| 2021-11-17 | Class B Common | F | 1245 | $83 | Disposed | 13445 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-16 | SAR | $83.0 | A | 23352 | Acquired | 2031-11-16 | Class B Common (23352.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 26057 | Indirect |
| Class A Common | 47359 | Direct |
| Class B Common | 3157 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $36.41 | 2022-11-27 | Class A Common (31791.0) | 31791 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (15000.0) | 15000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (15000.0) | 15000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (5000.0) | 5000 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (10000.0) | 10000 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (20000.0) | 20000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (18543.0) | 18543 | Direct |
| SAR | $80.19 | 2028-11-13 | Class B Common (27949.0) | 27949 | Direct |
| SAR | $85.95 | 2029-11-12 | Class B Common (33969.0) | 33969 | Direct |
| SAR | $73.39 | 2030-11-17 | Class B Common (25130.0) | 25130 | Direct |
Footnotes
F1: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 13, 2018, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.
F2: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the shares received upon the vesting of the performance-based restricted stock units.
F3: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
F4: Represents the Class B shares received by the reporting person upon the vesting of the initial fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 17, 2020. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche.
F5: The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 17, 2021.
F6: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F7: Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan.
F8: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F9: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.