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MOOG INC. — Director's Dealing 2021
Nov 19, 2021
30876_dirs_2021-11-18_983875dc-b759-4316-bb40-881750d4c9a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2021-11-16
Reporting Person: Swope Michael J. (Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-17 | Class B Common | A | 51 | — | Acquired | 844 | Direct |
| 2021-11-17 | Class B Common | F | 20 | $83 | Disposed | 824 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-16 | SAR | $83.0 | A | 992 | Acquired | 2031-11-16 | Class B Common (992.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 205 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $85.95 | 2029-11-12 | Class B Common (868.0) | 868 | Direct |
| SAR | $73.39 | 2030-11-17 | Class B Common (545.0) | 545 | Direct |
Footnotes
F1: Represents the Class B shares received by the reporting person upon the vesting of the initial fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 17, 2020. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche.
F2: Reflects 154 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on January 1, 2021 and 128 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on July 1, 2021.
F3: The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 17, 2021.
F4: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F5: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
F6: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.