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MOOG INC. — Director's Dealing 2020
Sep 23, 2020
30876_dirs_2020-09-23_2eb093f9-47d1-4573-8390-72c6852211ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2020-09-21
Reporting Person: FISHBACK DONALD R (Director, Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-21 | Class A Common | M | 10500 | $36.86 | Acquired | 29773 | Direct |
| 2020-09-21 | Class A Common | F | 7418 | — | Disposed | 22355 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-21 | SAR | $36.86 | M | 10500 | Disposed | 2020-11-30 | Class A Common (10500.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 34729 | Indirect |
| Class B Common | 4984 | Direct |
| Class B Common | 265 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $41.82 | 2021-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (3333.0) | 3333 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (6667.0) | 6667 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (10000.0) | 10000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (6181.0) | 6181 | Direct |
| SAR | $80.19 | 2028-11-13 | Class B Common (6988.0) | 6988 | Direct |
Footnotes
F1: This represents the difference between the number of SARs exercised (10,500) and the number of shares issued as a result of the exercise (3,082). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($66.36) and the exercise price ($36.86). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F3: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F4: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F5: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.