AI assistant
MOOG INC. — Director's Dealing 2019
Feb 19, 2019
30876_dirs_2019-02-19_9af82c52-3189-4764-b17c-938c68ce9c9d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2019-02-14
Reporting Person: BALKIN TIMOTHY P (Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-14 | Class A Common | M | 900 | $26.66 | Acquired | 936 | Direct |
| 2019-02-14 | Class A Common | F | 511 | $92.65 | Disposed | 425 | Direct |
| 2019-02-15 | Class A Common | S | 370 | $94.797 | Disposed | 55 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-14 | SAR | $26.66 | M | 900 | Disposed | 2019-12-01 | Class A Common (900.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 315 | Direct |
| Class B Common | 1717 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $36.86 | 2020-11-30 | Class A Common (4000.0) | 4000 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (4000.0) | 4000 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (4000.0) | 4000 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (667.0) | 667 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (1333.0) | 1333 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (2000.0) | 2000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (1611.0) | 1611 | Direct |
| SAR | $80.19 | 2028-11-13 | Class B Common (1741.0) | 1741 | Direct |
Footnotes
F1: This represents the difference between the number of SARs exercised (900) and the number of shares issued as a result of the exercise (389). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($92.65) and the exercise price ($26.66). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2: Reflects shares held in Moog Inc. Retirement Savings Plas as of the most recent statement to participants.
F3: Stock Appreciation Right (SAR) granted under the 2008 Appreciation Rights Plan.
F4: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F5: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.