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MOOG INC. — Director's Dealing 2019
Jul 11, 2019
30876_dirs_2019-07-10_e1e901de-1ed1-4541-b176-ab818a07f79b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2019-07-08
Reporting Person: FISHBACK DONALD R (Director, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-08 | Class A Common | M | 7375 | $26.66 | Acquired | 54599 | Direct |
| 2019-07-08 | Class A Common | F | 3887 | $94.38 | Disposed | 50712 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-07-08 | SAR | $26.66 | M | 7375 | Disposed | 2019-12-01 | Class A Common (7375.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 1679 | Direct |
| Class B Common | 106 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $36.86 | 2020-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (3333.0) | 3333 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (6667.0) | 6667 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (10000.0) | 10000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (6181.0) | 6181 | Direct |
| SAR | $80.19 | 2028-11-13 | Class B Common (6988.0) | 6988 | Direct |
Footnotes
F1: This represents the difference between the number of SARs exercised (7,375) and the number of shares issued as a result of the exercise (3,488). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($94.38) and the exercise price ($26.66). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2: Reflects shares acquired under the Moog Inc. Employee Stock Purchase Plan.
F3: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F4: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F5: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F6: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.