AI assistant
MOOG INC. — Director's Dealing 2019
Nov 15, 2019
30876_dirs_2019-11-14_d7b54c10-2220-4ee8-ac33-74f1fb903383.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2019-11-12
Reporting Person: FISHBACK DONALD R (Director, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-12 | Class B Common | A | 2268 | — | Acquired | 3947 | Direct |
| 2019-11-12 | Class B Common | F | 1111 | $85.95 | Disposed | 2836 | Direct |
| 2019-11-12 | Class B Common | A | 989 | — | Acquired | 3825 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 15233 | Direct |
| Class A Common | 34729 | Indirect |
| Class B Common | 264 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $36.86 | 2020-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (3333.0) | 3333 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (6667.0) | 6667 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (10000.0) | 10000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (6181.0) | 6181 | Direct |
| SAR | $80.19 | 2028-11-13 | Class B Common (6988.0) | 6988 | Direct |
Footnotes
F1: These shares of Class A Common stock are held by a revocable trust, of which the reporting person's spouse is the sole beneficiary and the sole trustee.
F2: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 15, 2016, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.
F3: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the performance-based restricted stock units.
F4: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
F5: Stock bonus granted under the Moog Inc. 2014 Long Term Incentive Plan.
F6: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F7: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F8: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F9: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.