AI assistant
MOOG INC. — Director's Dealing 2019
Nov 15, 2019
30876_dirs_2019-11-14_a7c1f58e-1fab-427a-b646-2698e8bb11c3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2019-11-12
Reporting Person: Scannell John (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-12 | Class B Common | A | 4535 | — | Acquired | 6853 | Direct |
| 2019-11-12 | Class B Common | F | 2221 | $85.95 | Disposed | 4632 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-12 | SAR | $85.95 | A | 33969 | Acquired | 2029-11-12 | Class B Common (33969.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 33503 | Direct |
| Class A Common | 26057 | Indirect |
| Class B Common | 2150 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $36.86 | 2020-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (27000.0) | 27000 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (31791.0) | 31791 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (15000.0) | 15000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (15000.0) | 15000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (5000.0) | 5000 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (10000.0) | 10000 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (20000.0) | 20000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (18543.0) | 18543 | Direct |
| SAR | $80.19 | 2028-11-13 | Class B Common (27949.0) | 27949 | Direct |
Footnotes
F1: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 15, 2016, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.
F2: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the performance-based restricted stock units.
F3: Reflects 161 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on July 1, 2019.
F4: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
F5: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F6: Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan.
F7: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F8: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.