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MOOG INC. — Director's Dealing 2018
Jan 16, 2018
30876_dirs_2018-01-16_312780e1-ca6e-49a3-8a88-206416a7e604.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2018-01-12
Reporting Person: BALL LAWRENCE J (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-12 | Class A Common | M | 10000 | $61.69 | Acquired | 47443 | Direct |
| 2018-01-12 | Class A Common | F | 7937 | $90.30 | Disposed | 39506 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-12 | SAR | $61.69 | M | 10000 | Disposed | 2023-11-11 | Class A Common (10000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 37443 | Direct |
| Class B Common | 6791 | Indirect |
| Class B Common | 165 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $74.38 | 2024-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (3333.0) | 3333 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (6667.0) | 6667 | Direct |
| SAR | $71.65 | 2026-11-15 | Class B Common (10000.0) | 10000 | Direct |
Footnotes
F1: This represents the difference between the number of SARs exercised (10,000) and the number of shares issued as a result of the exercise (2,063). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($90.30) and the exercise price ($61.69). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F3: Reflects 165 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on December 31, 2017.
F4: Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan.
F5: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F6: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.