AI assistant
MOOG INC. — Director's Dealing 2018
Aug 24, 2018
30876_dirs_2018-08-24_c1d11bd1-9ae1-4ead-b933-9aac213da390.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2018-08-22
Reporting Person: FISHBACK DONALD R (Director, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-08 | Class A Common | G | 640 | — | Disposed | 41219 | Direct |
| 2017-12-08 | Class A Common | G | 320 | — | Acquired | 320 | Indirect |
| 2018-08-22 | Class A Common | M | 10000 | $35.12 | Acquired | 51219 | Direct |
| 2018-08-22 | Class A Common | F | 6286 | $80.31 | Disposed | 44933 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-22 | SAR | $35.12 | M | 10000 | Disposed | 2018-10-31 | Class A Common (20500.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 106 | Indirect |
| Class B Common | 304 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $26.66 | 2019-12-01 | Class A Common (15375.0) | 15375 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (3333.0) | 3333 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (6667.0) | 6667 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (10000.0) | 10000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (6181.0) | 6181 | Direct |
Footnotes
F1: This transaction involved a gift of 320 shares by the reporting person to his son, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for Section 16 purposes or any other purpose.
F2: This represents the difference between the number of SARs exercised (10,000) and the number of shares issued as a result of the exercise (3,714). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($80.31) and the exercise price ($35.12). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F3: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F4: Reflects 304 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on December 31, 2017 and July 1, 2018.
F5: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F6: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F7: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.