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MOOG INC. Director's Dealing 2018

Nov 16, 2018

30876_dirs_2018-11-15_610f0015-df15-4482-b7fa-e31bc927e8a9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2018-11-13

Reporting Person: BALKIN TIMOTHY P (Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-13 Class A Common A 56 Acquired 56 Direct
2018-11-13 Class A Common F 20 $79.15 Disposed 36 Direct
2018-11-13 Class B Common A 113 Acquired 113 Direct
2018-11-13 Class B Common F 39 $80.19 Disposed 74 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-13 SAR $80.19 A 1741 Acquired 2028-11-13 Class B Common (1741.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common 1717 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
SAR $26.66 2019-12-01 Class A Common (900.0) 900 Direct
SAR $36.86 2020-11-30 Class A Common (4000.0) 4000 Direct
SAR $41.82 2021-11-30 Class A Common (4000.0) 4000 Direct
SAR $36.41 2022-11-27 Class A Common (4000.0) 4000 Direct
SAR $61.69 2023-11-11 Class A Common (2000.0) 2000 Direct
SAR $74.38 2024-11-11 Class A Common (2000.0) 2000 Direct
SAR $63.04 2025-11-17 Class A Common (667.0) 667 Direct
SAR $65.9 2025-11-17 Class B Common (1333.0) 1333 Direct
SAR $71.648 2026-11-15 Class B Common (2000.0) 2000 Direct
SAR $82.31 2027-11-14 Class B Common (1611.0) 1611 Direct

Footnotes

F1: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2015, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.

F2: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the performance-based restricted stock units.

F3: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.

F4: Reflects shares held in Moog Inc. Retirement Savings Plas as of the most recent statement to participants.

F5: Stock Appreciation Right (SAR) granted under the 2008 Appreciation Rights Plan.

F6: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

F7: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.