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MOOG INC. — Director's Dealing 2018
Nov 16, 2018
30876_dirs_2018-11-15_610f0015-df15-4482-b7fa-e31bc927e8a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2018-11-13
Reporting Person: BALKIN TIMOTHY P (Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-13 | Class A Common | A | 56 | — | Acquired | 56 | Direct |
| 2018-11-13 | Class A Common | F | 20 | $79.15 | Disposed | 36 | Direct |
| 2018-11-13 | Class B Common | A | 113 | — | Acquired | 113 | Direct |
| 2018-11-13 | Class B Common | F | 39 | $80.19 | Disposed | 74 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-13 | SAR | $80.19 | A | 1741 | Acquired | 2028-11-13 | Class B Common (1741.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 1717 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $26.66 | 2019-12-01 | Class A Common (900.0) | 900 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (4000.0) | 4000 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (4000.0) | 4000 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (4000.0) | 4000 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (667.0) | 667 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (1333.0) | 1333 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (2000.0) | 2000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (1611.0) | 1611 | Direct |
Footnotes
F1: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2015, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.
F2: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the performance-based restricted stock units.
F3: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
F4: Reflects shares held in Moog Inc. Retirement Savings Plas as of the most recent statement to participants.
F5: Stock Appreciation Right (SAR) granted under the 2008 Appreciation Rights Plan.
F6: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F7: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.