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MOOG INC. — Director's Dealing 2018
Nov 16, 2018
30876_dirs_2018-11-15_5bcd9d39-5e27-4b22-9858-7ecee7352023.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2018-11-13
Reporting Person: ROCHE PATRICK J (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-13 | Class A Common | A | 350 | — | Acquired | 3783 | Direct |
| 2018-11-13 | Class B Common | A | 701 | — | Acquired | 701 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-13 | SAR | $80.19 | A | 6988 | Acquired | 2028-11-13 | Class A Common (6988.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $26.66 | 2019-12-01 | Class A Common (3000.0) | 3000 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (4000.0) | 4000 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (4000.0) | 4000 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (3333.0) | 3333 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (6667.0) | 6667 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (10000.0) | 10000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (6181.0) | 6181 | Direct |
Footnotes
F1: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2015, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.
F2: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the performance-based restricted stock units.
F3: Stock Appreciation Rights (SAR) granted under the 2008 Stock Option Plan.
F4: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F5: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.