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MOOG INC. — Director's Dealing 2017
Aug 9, 2017
30876_dirs_2017-08-09_41ed0eef-3ba5-4c0a-939c-9f578e334acd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2017-08-07
Reporting Person: Szakmary Gary Andrew (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-07 | Class A Common | M | 3000 | $26.66 | Acquired | 3000 | Direct |
| 2017-08-07 | Class A Common | F | 1778 | $75.40 | Disposed | 1222 | Direct |
| 2017-08-07 | Class A Common | M | 4000 | $36.86 | Acquired | 5222 | Direct |
| 2017-08-07 | Class A Common | F | 2712 | $75.40 | Disposed | 2510 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-07 | SAR | $26.66 | M | 3000 | Disposed | 2019-12-01 | Class A Common (3000.0) | Direct |
| 2017-08-07 | SAR | $36.86 | M | 4000 | Disposed | 2020-11-30 | Class A Common (4000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 739 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $41.82 | 2021-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (3333.0) | 3333 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (6667.0) | 6667 | Direct |
| SAR | $71.65 | 2026-11-15 | Class B Common (10000.0) | 10000 | Direct |
Footnotes
F1: This represents the difference between the number of SARs exercised (3,000) and the number of shares issued as a result of the exercise (1,222). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($75.40) and the exercise price ($26.66). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2: This represents the difference between the number of SARs exercised (4,000) and the number of shares issued as a result of the exercise (1,288). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($75.40) and the exercise price ($36.86). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F3: Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan.
F4: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F5: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.