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MOOG INC. Director's Dealing 2017

Nov 13, 2017

30876_dirs_2017-11-13_cb57b1f6-356b-4ced-9996-cedbb12d9a5b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2017-11-08

Reporting Person: AUBRECHT RICHARD A (Director, Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-08 Class A Common M 20500 $36.86 Acquired 66549 Direct
2017-11-08 Class A Common F 14903 $84.51 Disposed 51646 Direct
2017-11-08 Class A Common M 20500 $41.82 Acquired 72146 Direct
2017-11-08 Class A Common F 15486 $84.51 Disposed 56660 Direct
2017-11-08 Class A Common S 4000 $83.57 Disposed 52660 Direct
2017-11-09 Class A Common S 4000 $83.72 Disposed 48660 Direct
2017-11-10 Class A Common S 3999 $82.31 Disposed 44661 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-08 SAR $36.86 M 20500 Disposed 2020-11-30 Class A Common (20500.0) Direct
2017-11-08 SAR $41.82 M 20500 Disposed 2021-11-30 Class A Common (20500.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common 23205 Indirect
Class B Common 57780 Direct
Class B Common 40566 Indirect
Class B Common 3708 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
SAR $36.41 2022-11-27 Class A Common (20500.0) 20500 Direct
SAR $61.69 2023-11-11 Class A Common (10000.0) 10000 Direct
SAR $74.38 2024-11-11 Class A Common (10000.0) 10000 Direct
SAR $63.04 2025-11-17 Class A Common (3333.0) 3333 Direct
SAR $65.9 2025-11-17 Class B Common (6667.0) 6667 Direct
SAR $71.65 2026-11-15 Class B Common (10000.0) 10000 Direct

Footnotes

F1: This represents the difference between the number of SARs exercised (20,500) and the number of shares issued as a result of the exercise (5,597). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($84.51) and the exercise price ($36.86). Additional shares are then withheld to satisfy the Company's tax withholding obligations.

F2: This represents the difference between the number of SARs exercised (20,500) and the number of shares issued as a result of the exercise (5,014). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($84.51) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations.

F3: Dr. Aubrecht disclaims any beneficial interest in shares owned by spouse.

F4: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.

F5: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.

F6: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

F7: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.