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MOOG INC. — Director's Dealing 2016
Nov 15, 2016
30876_dirs_2016-11-15_52f58b82-8388-446d-a3a3-27b40d595992.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2016-11-11
Reporting Person: Walter Jennifer (Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-11 | Class A Common | M | 1166 | $69.58 | Acquired | 1166 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-11 | SAR | $26.66 | M | 3000 | Disposed | 2019-12-01 | Class A Common (3000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 718 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $36.86 | 2020-11-30 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (4000.0) | 4000 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (4000.0) | 4000 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (667.0) | 667 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (1333.0) | 1333 | Direct |
Footnotes
F1: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F2: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F3: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F4: SAR exercisable as follows: 1,000 on 12/1/10, 1,000 on 12/1/11 and 1,000 on 12/1/12
F5: SAR exercisable as follows: 667 on 11/30/11, 667 on 11/30/12 and 666 on 11/3013.
F6: SAR exercisable as follows: 1,334 on 11/30/12, 1,333 on 11/30/13 and 1,333 on 11/30/14.
F7: SAR exercisable as follows: 1,334 on 11/27/13, 1,333 on 11/27/14 and 1,333 on 11/27/15.
F8: SAR exercisable as follows: 668 on 11/11/2014, 666 on 11/11/2015 and 666 on 11/11/2016.
F9: SAR is exercisable as follows: 668 on 11/11/2015, 666 on 11/11/2016 and 666 on 11/11/2017.
F10: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
F11: SAR exercisable as follows: 223 on 11/17/2016, 222 on 11/17/2017 and 222 on 11/17/2018.
F12: SAR exercisable as follows: 445 on 11/17/2016, 444 on 11/17/2017 and 444 on 11/17/2018
F13: Under the terms of the award, SARs expire ten years after the date of grant, which was November 17, 2015. For the purposes of this Form 4, the transaction date on which the SARs are acquired is the date on which the exercise price has fixed, which was the tenth calendar day after the date of grant.