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MOOG INC. — Director's Dealing 2016
Sep 8, 2016
30876_dirs_2016-09-08_756c9b41-6237-439d-ae47-4020a3734063.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2016-09-06
Reporting Person: AUBRECHT RICHARD A (Director, Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-08 | Class A Common | G | 4800 | — | Disposed | 56086 | Direct |
| 2016-09-06 | Class A Common | M | 20250 | $36.67 | Acquired | 76336 | Direct |
| 2016-09-06 | Class A Common | F | 12264 | $60.55 | Disposed | 64072 | Direct |
| 2016-09-06 | Class A Common | F | 2953 | $60.55 | Disposed | 61119 | Direct |
| 2016-09-06 | Class A Common | M | 20250 | $42.45 | Acquired | 81369 | Direct |
| 2016-09-06 | Class A Common | F | 14197 | $60.55 | Disposed | 67172 | Direct |
| 2016-09-06 | Class A Common | F | 2238 | $60.55 | Disposed | 64934 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-06 | Option to Buy | $36.67 | M | 20250 | Disposed | 2016-11-28 | Class A Common (20250.0) | Direct |
| 2016-09-06 | Option to Buy | $42.45 | M | 20250 | Disposed | 2017-11-26 | Class A Common (20250.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 8678 | Indirect |
| Class A Common | 23205 | Indirect |
| Class B Common | 57780 | Direct |
| Class B Common | 31975 | Indirect |
| Class B Common | 3708 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $35.12 | 2018-10-31 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $26.66 | 2019-12-01 | Class A Common (15375.0) | 15375 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (3333.0) | 3333 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (6667.0) | 6667 | Direct |
Footnotes
F1: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F2: Dr. Aubrecht disclaims any beneficial interest in shares owned by spouse.
F3: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F4: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F5: SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
F6: SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.
F7: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
F8: SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
F9: SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.
F10: SAR is exercisable as follows: 3,334 on 11/11/2014, 3,333 on 11/11/2015 and 3,333 on 11/11/2016.
F11: SAR is exercisable as follows: 3,334 on 11/11/2015, 3,333 on 11/11/2016 and 3,333 on 11/11/2017.
F12: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
F13: SARs exercisable as follows: 1,111 on 11/17/2016, 1,111 on 11/17/2017 and 1,111 on 11/17/2018.
F14: Under the terms of the grant, SARs expire ten years after the date of grant, which was November 17, 2015. For the purposes of this Form 4, the transaction date on which the SARs are acquired is the date on which the exercise price has fixed, which was the tenth calendar day after the date of grant.
F15: SAR is exercisable as follows: 2,223 on 11/17/2016, 2,222 on 11/17/2017 and 2,222 on 11/17/2018.