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MOOG INC. Director's Dealing 2016

Sep 8, 2016

30876_dirs_2016-09-08_756c9b41-6237-439d-ae47-4020a3734063.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2016-09-06

Reporting Person: AUBRECHT RICHARD A (Director, Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-08 Class A Common G 4800 Disposed 56086 Direct
2016-09-06 Class A Common M 20250 $36.67 Acquired 76336 Direct
2016-09-06 Class A Common F 12264 $60.55 Disposed 64072 Direct
2016-09-06 Class A Common F 2953 $60.55 Disposed 61119 Direct
2016-09-06 Class A Common M 20250 $42.45 Acquired 81369 Direct
2016-09-06 Class A Common F 14197 $60.55 Disposed 67172 Direct
2016-09-06 Class A Common F 2238 $60.55 Disposed 64934 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-09-06 Option to Buy $36.67 M 20250 Disposed 2016-11-28 Class A Common (20250.0) Direct
2016-09-06 Option to Buy $42.45 M 20250 Disposed 2017-11-26 Class A Common (20250.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common 8678 Indirect
Class A Common 23205 Indirect
Class B Common 57780 Direct
Class B Common 31975 Indirect
Class B Common 3708 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
SAR $35.12 2018-10-31 Class A Common (20500.0) 20500 Direct
SAR $26.66 2019-12-01 Class A Common (15375.0) 15375 Direct
SAR $36.86 2020-11-30 Class A Common (20500.0) 20500 Direct
SAR $41.82 2021-11-30 Class A Common (20500.0) 20500 Direct
SAR $36.41 2022-11-27 Class A Common (20500.0) 20500 Direct
SAR $61.69 2023-11-11 Class A Common (10000.0) 10000 Direct
SAR $74.38 2024-11-11 Class A Common (10000.0) 10000 Direct
SAR $63.04 2025-11-17 Class A Common (3333.0) 3333 Direct
SAR $65.9 2025-11-17 Class B Common (6667.0) 6667 Direct

Footnotes

F1: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.

F2: Dr. Aubrecht disclaims any beneficial interest in shares owned by spouse.

F3: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.

F4: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.

F5: SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.

F6: SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.

F7: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.

F8: SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.

F9: SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.

F10: SAR is exercisable as follows: 3,334 on 11/11/2014, 3,333 on 11/11/2015 and 3,333 on 11/11/2016.

F11: SAR is exercisable as follows: 3,334 on 11/11/2015, 3,333 on 11/11/2016 and 3,333 on 11/11/2017.

F12: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

F13: SARs exercisable as follows: 1,111 on 11/17/2016, 1,111 on 11/17/2017 and 1,111 on 11/17/2018.

F14: Under the terms of the grant, SARs expire ten years after the date of grant, which was November 17, 2015. For the purposes of this Form 4, the transaction date on which the SARs are acquired is the date on which the exercise price has fixed, which was the tenth calendar day after the date of grant.

F15: SAR is exercisable as follows: 2,223 on 11/17/2016, 2,222 on 11/17/2017 and 2,222 on 11/17/2018.