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MOOG INC. — Director's Dealing 2016
Oct 28, 2016
30876_dirs_2016-10-28_0fd845f1-a375-4256-b45d-8a19c084a600.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2016-10-27
Reporting Person: KAYSER KRAIG H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-27 | Class A Common | M | 1538 | $36.67 | Acquired | 23066 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-27 | Option to Buy | $36.67 | M | 1538 | Disposed | 2016-11-28 | Class A Common (1538.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 161000 | Indirect |
| Class B Common | 80000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $42.45 | 2017-11-26 | Class A Common (1538.0) | 1538 | Direct |
| SAR | $35.12 | 2018-10-31 | Class A Common (1500.0) | 1500 | Direct |
| SAR | $26.66 | 2019-12-01 | Class A Common (1125.0) | 1125 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (1500.0) | 1500 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (1500.0) | 1500 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (1500.0) | 1500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (2500.0) | 2500 | Direct |
Footnotes
F1: Owned by Seneca Foods Corporation Employee's Pension Trust, of which Mr. Kayser is a beneficiary and one of the trustees with joint voting power. Mr. Kayser's beneficial interest is limited to receiving certain retirement benefits from employment.
F2: Option to buy granted under the 1998/2003 Incentive Stock Option Plan.
F3: Stock Appreciation Right (SAR) granted under the 2008 Stock Appreciation Rights Plan.
F4: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
F5: Under the terms of the grant, SARs expire ten years after the date of grant, which was November 17, 2015. For the purposes of this Form 4, the transaction date on which the SARs are acquired is the date on which the exercise price has fixed, which was the tenth calendar day after the date of grant.