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MOOG INC. — Director's Dealing 2016
Nov 17, 2016
30876_dirs_2016-11-17_1f962799-0c37-4dea-9fea-ca0ec1c7994f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2016-11-15
Reporting Person: KAYSER KRAIG H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-15 | Class B Common | A | 1116 | — | Acquired | 1116 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 23066 | Direct |
| Class A Common | 0 | Indirect |
| Class B Common | 0 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $42.45 | 2017-11-26 | Class A Common (1538.0) | 1538 | Direct |
| SAR | $35.12 | 2018-10-31 | Class A Common (1500.0) | 1500 | Direct |
| SAR | $26.66 | 2019-12-01 | Class A Common (1125.0) | 1125 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (1500.0) | 1500 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (1500.0) | 1500 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (1500.0) | 1500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (2500.0) | 2500 | Direct |
Footnotes
F1: Owned by Seneca Foods Corporation Employee's Pension Trust, of which Mr. Kayser is a beneficiary and one of the trustees with joint voting power. Mr. Kayser's beneficial interest is limited to receiving certain retirement benefits from employment.
F2: Positions owned by Seneca Foods Corporation Employee's Pension Trust, of which Mr. Kayser is a beneficiary and one of the trustees with joint voting power, will no longer be reported under Mr. Kayser'sbeneficial ownership reporting obligations as Mr. Kayser does not have pecuniary interest in shares held by the pension plan.
F3: Stock bonus granted under the Moog Inc. 2014 Long Term Incentive Plan.
F4: Option to buy granted under the 1998/2003 Incentive Stock Option Plan.
F5: Stock Appreciation Right (SAR) granted under the 2008 Stock Appreciation Rights Plan.
F6: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.