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MOOG INC. — Director's Dealing 2016
Nov 17, 2016
30876_dirs_2016-11-17_b98b1603-268c-4ef7-bb77-e1ac485d64cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2016-11-15
Reporting Person: Walter Jennifer (Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-15 | Class A Common | A | 1166 | — | Acquired | 2332 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-15 | SAR | $70.1 | A | 2000 | Acquired | 2026-11-15 | Class B Common (2000.0) | Direct |
| 2016-11-15 | SAR | $26.66 | A | 3000 | Acquired | 2019-12-01 | Class A Common (3000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 718 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $26.66 | 2019-12-01 | Class A Common (3000.0) | 0 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (4000.0) | 4000 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (4000.0) | 4000 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (2000.0) | 2000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (667.0) | 667 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (1333.0) | 1333 | Direct |
Footnotes
F1: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F2: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F3: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F4: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
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