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MOOG INC. — Director's Dealing 2016
Nov 30, 2016
30876_dirs_2016-11-30_04cb6462-62a8-4174-b3e6-cad891ad4d40.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2016-11-28
Reporting Person: Scannell John (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-28 | Class A Common | F | 10404 | $71.38 | Disposed | 17954 | Direct |
| 2016-11-28 | Class A Common | M | 20250 | $36.67 | Acquired | 38204 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-28 | Option to Buy | $36.67 | M | 20250 | Disposed | 2016-11-28 | Class A Common (20250.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 1541 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $42.45 | 2017-11-26 | Class A Common (20250.0) | 20250 | Direct |
| SAR | $35.12 | 2018-10-31 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $26.66 | 2019-12-01 | Class A Common (15375.0) | 15375 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (27000.0) | 27000 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (31791.0) | 31791 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (15000.0) | 15000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (15000.0) | 15000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (5000.0) | 5000 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (10000.0) | 10000 | Direct |
| SAR | $71.65 | 2026-11-15 | Class B Common (20000.0) | 20000 | Direct |
Footnotes
F1: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F2: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F3: Options exercisable as follows: 239 on 11/28/07, 1,008 on 11/28/08, 1,008 on 11/28/09, 2,727 on 11/28/10, 2,727 on 11/28/11, 2,727 on 11/28/12, 2,727 on 11/28/13, 2,727 on 11/28/14, 2,727 on 11/28/15 and 1,633 on 11/28/16.
F4: Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan.
F5: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F6: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.