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MOOG INC. — Director's Dealing 2015
Dec 1, 2015
30876_dirs_2015-12-01_9851a723-769d-4794-82d5-3cdd0b14ac3c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2015-11-27
Reporting Person: Scannell John (Director, CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-27 | SAR | $65.9 | A | 10000 | Acquired | 2025-11-17 | Class B Common (10000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 28358 | Direct |
| Class B Common | 1271 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $36.67 | 2016-11-28 | Class A Common (20250.0) | 20250 | Direct |
| Option to Buy | $42.45 | 2017-11-26 | Class A Common (20250.0) | 20250 | Direct |
| SAR | $35.12 | 2018-10-31 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $26.66 | 2019-12-01 | Class A Common (15375.0) | 15375 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (27000.0) | 27000 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (31791.0) | 31791 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (15000.0) | 15000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (15000.0) | 15000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (5000.0) | 5000 | Direct |
Footnotes
F1: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F2: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F3: Options exercisable as follows: 239 on 11/28/07, 1,008 on 11/28/08, 1,008 on 11/28/09, 2,727 on 11/28/10, 2,727 on 11/28/11, 2,727 on 11/28/12, 2,727 on 11/28/13, 2,727 on 11/28/14, 2,727 on 11/28/15 and 1,633 on 11/28/16.
F4: Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan.
F5: SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
F6: SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.
F7: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
F8: SAR exercisable as follows: 9,000 on 11/30/12, 9,000 on 11/30/13 and 9,000 on 11/30/14.
F9: SAR exercisable as follows: 10,597 on 11/27/13, 10,597 on 11/27/14 and 10,597 on 11/27/15.
F10: SAR exercisable as follows: 5,000 on 11/11/2014, 5,000 on 11/11/2015 and 5,000 on 11/11/2016.
F11: SAR exercisable as follows: 5,000 on 11/11/2015, 5,000 on 11/11/2016 and 5,000 on 11/11/2017.
F12: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
F13: SAR exercisable as follows: 1,667 on 11/17/2016, 1,667 on 11/17/2017 and 1,666 on 11/17/2018.
F14: SAR exercisable as follows: 3,334 on 11/17/2016, 3,333 on 11/17/2017 and 3,333 on 11/17/2018.
F15: Under the terms of the award, SARs expire ten years after the date of grant, which was November 17, 2015. For the purposes of this Form 4, the transaction date on which the SARs are acquired is the date on which the exercise price has fixed, which was the tenth calendar day after the date of grant.