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MOOG INC. — Director's Dealing 2013
May 20, 2013
30876_dirs_2013-05-20_f3e1e86b-657a-455b-808a-0863ed1f1f20.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2013-05-16
Reporting Person: GREEN JOE C (Director, EVP, CAO, Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-16 | Class A Common | M | 20250 | $28.01 | Acquired | 35359 | Direct |
| 2013-05-16 | Class A Common | F | 14542 | $50.69 | Disposed | 20817 | Direct |
| 2013-05-16 | Class A Common | M | 20250 | $28.94 | Acquired | 41067 | Direct |
| 2013-05-16 | Class A Common | F | 14775 | $50.69 | Disposed | 26292 | Direct |
| 2013-05-16 | Class A Common | M | 20250 | $36.67 | Acquired | 46542 | Direct |
| 2013-05-16 | Class A Common | F | 16721 | $50.69 | Disposed | 29821 | Direct |
| 2013-05-16 | Class A Common | M | 20250 | $42.45 | Acquired | 50071 | Direct |
| 2013-05-16 | Class A Common | F | 18176 | $50.69 | Disposed | 31895 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-16 | Option to Buy | $28.01 | M | 20250 | Disposed | 2014-11-30 | Class A Common (20250.0) | Direct |
| 2013-05-16 | Option to Buy | $28.94 | M | 20250 | Disposed | 2015-11-29 | Class A Common (20250.0) | Direct |
| 2013-05-16 | Option to Buy | $36.67 | M | 20250 | Disposed | 2016-11-28 | Class A Common (20250.0) | Direct |
| 2013-05-16 | Option to Buy | $42.45 | M | 20250 | Disposed | 2017-11-26 | Class A Common (20250.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $36.86 | 2020-11-30 | Class A Common (6833.0) | 6833 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (13666.0) | 13666 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
Footnotes
F1: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F2: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F3: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
F4: SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
F5: SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.
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