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MOOG INC. — Director's Dealing 2013
Aug 8, 2013
30876_dirs_2013-08-08_ca239c54-ab57-4944-8611-e246ef6d6b05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2013-08-07
Reporting Person: BERARDI MARTIN (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-07 | Class A Common | F | 15820 | $56.18 | Disposed | 5816 | Direct |
| 2013-08-07 | Class A Common | M | 20250 | $36.67 | Acquired | 26066 | Direct |
| 2013-08-07 | Class A Common | F | 17133 | $56.18 | Disposed | 8933 | Direct |
| 2013-08-07 | Class A Common | M | 20250 | $42.45 | Acquired | 29183 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-07 | Option to Buy | $36.67 | M | 20250 | Disposed | 2016-11-28 | Class A Common (20250.0) | Direct |
| 2013-08-07 | Option to Buy | $42.45 | M | 20250 | Disposed | 2017-11-26 | Class A Common (20250.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 533 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $19.74 | 2013-12-02 | Class A Common (20250.0) | 20250 | Direct |
| Option to Buy | $28.01 | 2014-11-30 | Class A Common (20250.0) | 20250 | Direct |
| Option to Buy | $28.94 | 2015-11-29 | Class A Common (20250.0) | 20250 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (6833.0) | 6833 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (13666.0) | 13666 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
Footnotes
F1: Reflects shares held in Moog Inc. Retirement Savings Plan as of most recent statement to participant.
F2: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F3: Option exercisable as follows: 62 on 12/2/07, 5,066 on 12/2/08, 5,065 on 12/2/09, 5,065 on 12/2/10 and 4,992 on 12/2/11.
F4: Option exercisable as follows: 51 on 11/30/11, 3,569 on 11/30/12, 3,568 on 11/30/13 and 13,062 on 11/30/14.
F5: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F6: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
F7: SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
F8: SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.