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MOOG INC. — Director's Dealing 2013
Sep 13, 2013
30876_dirs_2013-09-13_601fce5b-a0f6-43e8-ac6f-315c02d06ce1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2013-09-13
Reporting Person: BERARDI MARTIN (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-13 | Class A Common | S | 8091 | $53.85 | Disposed | 9266 | Direct |
| 2013-09-13 | Class A Common | F | 7388 | $54.11 | Disposed | 1878 | Direct |
| 2013-09-13 | Class A Common | M | 20250 | $19.74 | Acquired | 22128 | Direct |
| 2013-09-13 | Class A Common | F | 1874 | $54.11 | Disposed | 20254 | Direct |
| 2013-09-13 | Class A Common | M | 3620 | $28.01 | Acquired | 23874 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-13 | Option to Buy | $19.74 | M | 20250 | Disposed | 2013-12-02 | Class A Common (20250.0) | Direct |
| 2013-09-13 | Option to Buy | $28.01 | M | 3620 | Disposed | 2014-11-30 | Class A Common (3620.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 533 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $28.94 | 2015-11-29 | Class A Common (20250.0) | 20250 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (6833.0) | 6833 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (13666.0) | 13666 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
Footnotes
F1: Reflects shares held in Moog Inc. Retirement Savings Plan as of most recent statement to participant.
F2: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F3: Option exercisable as follows: 62 on 12/2/07, 5,066 on 12/2/08, 5,065 on 12/2/09, 5,065 on 12/2/10 and 4,992 on 12/2/11.
F4: Option exercisable as follows: 51 on 11/30/11, 3,569 on 11/30/12, 3,568 on 11/30/13 and 13,062 on 11/30/14.
F5: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F6: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
F7: SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
F8: SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.