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MOOG INC. — Director's Dealing 2013
Nov 26, 2013
30876_dirs_2013-11-26_6489db11-bdd9-4f30-aef8-cafad434de4b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2013-11-25
Reporting Person: HENNIG JAY K (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-25 | Class A Common | M | 6604 | $19.74 | Acquired | 16734 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-25 | Option to Buy | $19.74 | M | 6604 | Disposed | 2013-12-02 | Class A Common (6604.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 1326 | Indirect |
| Class B Common | 5730 | Indirect |
| Class A Common | 4629 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $28.01 | 2014-11-30 | Class A Common (20250.0) | 20250 | Direct |
| Option to Buy | $28.94 | 2015-11-29 | Class A Common (20250.0) | 20250 | Direct |
| Option to Buy | $36.67 | 2016-11-28 | Class A Common (20250.0) | 20250 | Direct |
| Option to Buy | $42.45 | 2017-11-26 | Class A Common (20250.0) | 20250 | Direct |
| SAR | $35.12 | 2018-10-31 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $26.66 | 2019-12-01 | Class A Common (15375.0) | 15375 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
Footnotes
F1: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F2: Mr. Hennig disclaims any beneficial interest in shares held by his spouse.
F3: Option to buy granted under the 1998 and/or the 2003 Incentive Stock Option Plan.
F4: Options exercisable as follows: 5,065 on 12/2/08, 5,065 on 12/2/09, 5,066 on 12/2/10 and 1,538 on 12/2/11.
F5: Options exercisable as follows: 2,486 on 11/30/11, 3,586 on 11/30/12, 3,569 on 11/30/13 and 10,627 on 11/30/14.
F6: Stock Appreciation Right (SAR) granted under the 2008 Stock Appreciation Rights Plan.
F7: SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
F8: SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11, and 5,125 on 12/1/12.
F9: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
F10: SAR exercisable as follows: 6,834 on 11/30/2012, 6,833 on 11/30/2013 and 6,833 on 11/30/2014.
F11: SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.
F12: SAR is exercisable as follows: 3,334 on 11/11/2014, 3,333 on 11/11/2015 and 3,333 on 11/11/2016.