AI assistant
MOOG INC. — Director's Dealing 2013
Dec 6, 2013
30876_dirs_2013-12-06_fe51c872-d397-43ee-84dc-3afe0b77c7c4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2013-12-04
Reporting Person: Seiffer Harald A (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-04 | Class A Common | M | 9284 | $67.30 | Acquired | 22534 | Direct |
| 2013-12-05 | Class A Common | F | 3028 | $67.30 | Disposed | 19506 | Direct |
| 2013-12-05 | Class A Common | M | 7041 | $28.94 | Acquired | 26547 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-05 | Option to Buy | $28.94 | M | 7041 | Disposed | 2015-11-29 | Class A Common (7041.0) | Direct |
| 2013-12-04 | SAR | $26.66 | M | 15375 | Disposed | 2019-12-01 | Class A Common (15375.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $36.67 | 2016-11-28 | Class A Common (20250.0) | 20250 | Direct |
| Option to Buy | $42.45 | 2017-11-26 | Class A Common (20250.0) | 20250 | Direct |
| SAR | $35.12 | 2018-10-31 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
Footnotes
F1: OPTION TO BUY GRANTED UNDER THE 1998 AND/OR 2003 INCENTIVE STOCK OPTION PLAN.
F2: OPTION EXERCISABLE AS FOLLOWS: 131 ON 11/29/11, 3,455 ON 11/29/12, 3,455 ON 11/29/13, 3,455 ON 11/29/14 AND 9,754 ON 11/29/15.
F3: STOCK APPRECIATION RIGHTS (SAR) GRANTED UNDER THE 2008 INCENTIVE STOCK OPTION PLAN.
F4: SAR EXERCISABLE AS FOLLOWS: 6,834 ON 10/31/09, 6,833 ON 10/31/10 AND 6,833 ON 10/31/11.
F5: SAR EXERCISABLE AS FOLLOWS: 5,125 ON 12/1/10, 5,125 ON 12/1/11 AND 5,125 ON 12/1/12.
F6: SAR EXERCISABLE AS FOLLOWS: 6,834 ON 11/30/11, 6,833 ON 11/30/12 AND 6,833 ON 11/30/13.
F7: SAR EXERCISABLE AS FOLLOWS: 6,834 ON 11/30/12, 6,833 ON 11/30/13 AND 6,833 ON 11/30/14.
F8: SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.
F9: SAR is exercisable as follows: 3,334 on 11/11/2014, 3,333 on 11/11/2015 and 3,333 on 11/11/2016.