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MOOG INC. — Director's Dealing 2012
Sep 14, 2012
30876_dirs_2012-09-14_71d6c72c-156e-4de4-9bed-d7eaa37e091c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2012-09-12
Reporting Person: BERARDI MARTIN (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-12 | Class A Common | M | 1303 | $35.12 | Acquired | 1303 | Direct |
| 2012-09-12 | Class A Common | M | 2069 | $26.66 | Acquired | 3372 | Direct |
| 2012-09-12 | Class A Common | M | 240 | $36.86 | Acquired | 3612 | Direct |
| 2012-09-12 | Class A Common | F | 3612 | $39.01 | Disposed | 0 | Direct |
| 2012-09-12 | Class A Common | M | 11245 | $12.53 | Acquired | 11245 | Direct |
| 2012-09-12 | Class A Common | F | 2893 | $39.01 | Disposed | 8352 | Direct |
| 2012-09-12 | Class A Common | M | 9005 | $12.53 | Acquired | 17357 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-12 | SAR | $35.12 | M | 20500 | Disposed | 2018-10-31 | Class A Common (20500) | Direct |
| 2012-09-12 | SAR | $26.66 | M | 10250 | Disposed | 2019-12-01 | Class A Common (10250) | Direct |
| 2012-09-12 | SAR | $36.86 | M | 6834 | Disposed | 2020-11-30 | Class A Common (6834) | Direct |
| 2012-09-12 | Option to buy | $12.53 | M | 20250 | Disposed | 2012-11-26 | Class A Common (20250) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $41.82 | 2021-11-30 | Class A Common (20500) | 20500 | Direct |
| Option to buy | $19.74 | 2013-12-02 | Class A Common (20250) | 20250 | Direct |
| Option to buy | $28.01 | 2014-11-30 | Class A Common (20250) | 20250 | Direct |
| Option to buy | $28.94 | 2015-11-29 | Class A Common (20250) | 20250 | Direct |
| Option to buy | $36.67 | 2016-11-28 | Class A Common (20250) | 20250 | Direct |
| Option to buy | $42.45 | 2017-11-26 | Class A Common (20250) | 20250 | Direct |
Footnotes
F1: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F2: SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
F3: SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.
F4: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
F5: SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
F6: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F7: Option exercisable as follows: 4,390 on 11/26/05, 7,979 on 11/26/06 and 7,881 on 11/26/07.
F8: Option exercisable as follows: 62 on 12/2/07, 5,066 on 12/2/08, 5,065 on 12/2/09, 5,065 on 12/2/10 and 4,992 on 12/2/11.
F9: Option exercisable as follows: 51 on 11/30/11, 3,569 on 11/30/12, 3,568 on 11/30/13 and 13,062 on 11/30/14.