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MOOG INC. — Director's Dealing 2012
Nov 13, 2012
30876_dirs_2012-11-13_9b9d0995-0a69-4d15-b6ca-2e163c9c1872.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2012-11-08
Reporting Person: AUBRECHT RICHARD A (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-08 | Class A Common | X | 20250 | $12.53 | Acquired | 64914 | Direct |
| 2012-11-08 | Class A Common | F | 6969 | $36.41 | Disposed | 57945 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-08 | Option to Buy | $12.53 | X | 20250 | Disposed | 2012-11-26 | Class A Common (20250.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 9968 | Indirect |
| Class A Common | 40077 | Indirect |
| Class B Common | 57780 | Direct |
| Class B Common | 34448 | Indirect |
| Class B Common | 3708 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $19.74 | 2013-12-02 | Class A Common (20250.0) | 20250 | Direct |
| Option to Buy | $28.01 | 2014-11-30 | Class A Common (20250.0) | 20250 | Direct |
| Option to Buy | $28.94 | 2015-11-29 | Class A Common (20250.0) | 20250 | Direct |
| Option to Buy | $36.67 | 2016-11-28 | Class A Common (20250.0) | 20250 | Direct |
| Option to Buy | $42.45 | 2017-11-26 | Class A Common (20250.0) | 20250 | Direct |
| SAR | $35.12 | 2018-10-31 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $26.66 | 2019-12-01 | Class A Common (15375.0) | 15375 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (20500.0) | 20500 | Direct |
Footnotes
F1: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants, October 1, 2011.
F2: Dr. Aubrecht disclaims any beneficial interest in shares owned by spouse.
F3: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F4: Options exercisable as follows: 3,696 on 11/26/07, 7,978 on 11/26/08, 7,978 on 11/26/09 and 598 on 11/26/10.
F5: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan
F6: Options exercisable as follows: 4,696 on 12/2/10, 5,065 on 12/1/11, 5,065 on 12/2/12 and 5,434 on 12/2/13.
F7: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F8: SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
F9: SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.
F10: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
F11: SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.