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MOOG INC. — Director's Dealing 2012
Nov 21, 2012
30876_dirs_2012-11-21_b027b2c1-8075-4960-9fd4-fbfac049ebd2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2012-11-09
Reporting Person: BRADY ROBERT T (Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-22 | Class A Common | G | 54000 | — | Disposed | 123788 | Direct |
| 2012-10-09 | Class A Common | G | 48875 | — | Disposed | 74913 | Direct |
| 2012-11-09 | Class A Common | X | 27000 | $12.53 | Acquired | 101913 | Direct |
| 2012-11-09 | Class A Common | F | 9514 | $35.56 | Disposed | 92399 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-09 | Option to Buy | $12.53 | X | 27000 | Disposed | 2012-11-26 | Class A Common (27000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 68688 | Direct |
| Class B Common | 6804 | Indirect |
| Class A Common | 56828 | Indirect |
| Class B Common | 25747 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $19.74 | 2013-12-02 | Class A Common (27000.0) | 27000 | Direct |
| Option to Buy | $28.01 | 2014-11-30 | Class A Common (27000.0) | 27000 | Direct |
| Option to Buy | $28.94 | 2015-11-29 | Class A Common (27000.0) | 27000 | Direct |
| Option to Buy | $36.67 | 2016-11-28 | Class A Common (27000.0) | 27000 | Direct |
| Option to Buy | $42.45 | 2017-11-26 | Class A Common (27000.0) | 27000 | Direct |
| SAR | $35.12 | 2018-10-31 | Class A Common (27000.0) | 27000 | Direct |
| SAR | $26.66 | 2019-12-01 | Class A Common (20250.0) | 20250 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (27000.0) | 27000 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (20500.0) | 20500 | Direct |
Footnotes
F1: To reflect transaction not previously reported
F2: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants, October 1, 2011.
F3: Mr. Brady disclaims any beneficial interest in shares held by his spouse.
F4: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F5: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F6: SAR exercisable as follows: 9,000 on 10/31/09, 9,000 on 10/31/10 and 9,000 on 10/31/11.
F7: SAR exercisable as follows: 6,750 on 12/1/11 and 6,750 on 12/1/12.
F8: SAR exercisable as follows: 9,000 on 11/30/11, 9,000 on 11/30/12 and 9,000 on 11/30/13.
F9: SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.