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MOOG INC. — Director's Dealing 2011
Nov 16, 2011
30876_dirs_2011-11-16_f254743a-398f-4760-8187-a8c42d06d11a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC (moga/mogb)
CIK: 0000067887
Period of Report: 2011-11-15
Reporting Person: JOHNSON WARREN C (Corporate Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-15 | Class A Common | M | 6400 | $12.53 | Acquired | 55267 | Direct |
| 2011-11-15 | Class A Common | S | 4900 | $40.0671 | Disposed | 50367 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-15 | Option to Buy | $12.53 | M | 6400 | Acquired | 2012-11-26 | Class A Common (6400) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $19.74 | 2014-11-30 | Class A Common (20250) | 20250 | Direct |
| Option to Buy | $28.01 | 2014-11-30 | Class A Common (20250) | 20250 | Direct |
| Option to Buy | $28.94 | 2015-11-29 | Class A Common (20250) | 20250 | Direct |
| Option to Buy | $36.67 | 2016-11-28 | Class A Common (20250) | 20250 | Direct |
| Option to Buy | $42.45 | 2017-11-26 | Class A Common (20250) | 20250 | Direct |
| SAR | $35.12 | 2018-10-31 | Class A Common (20500) | 20500 | Direct |
| SAR | $26.66 | 2019-12-01 | Class A Common (20500) | 20500 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (20500) | 20500 | Direct |
Footnotes
F1: Option to buy granted under the 1998 and/or 2003 Incentive Stock Plan.
F2: Options exercisable as follows: 176 on 11/26/05, 7,978 on 11/26/06, 7,978 on 11/26/07 and 4,118 on 11/26/08.
F3: Options exercisable as follows: 2,451 on 12/2/08, 5,066 on 12/2/09, 5,066 on 12/2/10, 5,066 on 12/2/11 and 2,603 on 12/2/12.
F4: Options exercisable as follows: 1,736 on 11/20/12, 3,568 on 11/30//13 and 14,946 on 11/30/14.
F5: Stock Appreciation Right (SAR) granted under the 2008 Stock Appreciation Rights Plan.
F6: SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
F7: SAR exercisable as follows: 5,125 on 12/10/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.
F8: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.